Senior Regulatory & Compliance Manager

September 5

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Award-winning financial membership. Join the lending revolution.

Fintech • Consumer credit • Credit

51 - 200

Description

• Keep up to date with regulatory updates and changes within the industry. • Oversight of business policy management framework. • Provide support and guidance to the marketing team. • Delivery of the Compliance Monitoring Plan. • Monitor key conduct MI for signs of issues. • Continually monitor the business's commitment to the Consumer Duty. • Complete and submit regulatory reporting. • Review due diligence on new or existing third party suppliers or partners. • Consult on and support projects impacting key business processes. • Support other teams with compliance and regulatory advice. • Support oversight of financial crime processes and controls. • Support the Head of Compliance in developing a mature compliance framework. • Deputize for the Head of Compliance as required. • Adhoc tasks as agreed with management.

Requirements

• A minimum of 5 years working within a 2nd line compliance function within financial services with some experience in consumer credit • Working knowledge of the FCA guidelines and regulatory requirements including CONC, DISP, SYSC, PRIN, Consumer Duty and SMCR • Working knowledge of AML framework and regulatory/legal requirements • Proficient user of Microsoft Office software • Project management / consultancy experience • Experience in a fintech or similarly fast paced environment • Understanding of GDPR • ICA Qualification

Benefits

• Bupa private health insurance • Bupa health cash plan • £600 annual Juno wellbeing budget • £1000 annual training budget • Group Life Assurance - 4 x annual salary • Workplace Nursery Scheme • Cycle to work scheme • Equity participation • 1:1 HAWQ health coaching • 25 days paid holiday, increasing 1 day per year of service to maximum 30 days • New starter team lunches • Regular social & team events • Company Apple Macbook & WFH accessories • Hybrid & flexible working