YouLend
Enabling e-commerce and payment platforms to support their merchants with fast, flexible embedded finance solutions
Business Loans • SME Financing • Intelligent Overdrafts • Neo Banking • Transparency
201 - 500
Compliance Conduct Officer
Yesterday
🔄 Hybrid – London
YouLend
Enabling e-commerce and payment platforms to support their merchants with fast, flexible embedded finance solutions
Business Loans • SME Financing • Intelligent Overdrafts • Neo Banking • Transparency
201 - 500
Description
• The Compliance Conduct Officer will assist with the implementation of an effective Compliance Monitoring and Testing Programme. • Help provide oversight of policies, frameworks, tools, techniques, and support to enable risk and compliance management. • Conduct monitoring to assess effectiveness and ensure consistency in regulatory risk management. • Assist and support the Global Head of Compliance with overall design and delivery of a Monitoring and Testing programme. • Ensure monitoring focuses on identification of customer outcomes for all You Lend customers and partners. • Perform thematic testing reviews and escalate findings to key stakeholders. • Perform ongoing monitoring of key processes, ensuring risks are identified and assessed. • Track, monitor and report on progress of the annual monitoring programme.
Requirements
• A minimum of 5 years experience in a compliance role within the financial services industry, payment institution or a similar regulated entity. • Experience in the Oversight Supervision of Partners with strong foundational knowledge of key elements including Customer Due Diligence (KYC/KYB/ Onboarding), Transaction Monitoring, mitigating risks. • Experience within a Compliance function and/or controls environment, ideally within a corporate lending business. • Knowledge of reviewing, interpretation of and implementation of FCA regulatory requirements (FCA Handbook), Payment Services Regulation, JMLSG, etc. • Proven experience of initiating and implementing process development. • Delivery of high quality reviews and assessments. • Factual analysis and report writing skills.
Benefits
• Stock Options • Private Medical insurance via Vitality • EAP with Health Assured • Enhanced Maternity and Paternity Leave • Modern and sophisticated office space in Central London • Free Gym in office building in Holborn • Subsidised Lunch via Feedr • Deliveroo Allowance if working late in office • Monthly in office Masseuse • Team and Company Socials • Football Power League / Squash Club
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