Trading 212
Democratising investing across Europe.
Stocks • Commodities • Indices • ETFs • Currencies
201 - 500
Compliance Officer
August 7
🏢 In-office - London
Trading 212
Democratising investing across Europe.
Stocks • Commodities • Indices • ETFs • Currencies
201 - 500
Description
• Work closely with the wider Compliance team and the business to help build a best-in-class compliance program. • Provide compliance oversight of investing products and processes through monitoring and periodic reviews to ensure they deliver good customer outcomes. • Provide compliance advice on current and future products and services across the business, as well as overarching compliance requirements. • Participate in compliance projects within cross-functional teams to deliver change and ensure compliance with regulatory requirements. • Review or advise on higher risk or complex financial promotions to ensure fair outcomes. • Prepare and maintain compliance policies and procedures, ensuring they are up-to-date and effectively implemented. • Contribute to broader team efforts to continually enhance controls. • Stay updated with regulatory developments and initiatives impacting retail investment firms
Requirements
• Proven experience in compliance, preferably within the financial services or investment industry. • Detailed knowledge in UK regulatory requirements and best practices in compliance. • Educated to degree level in Law, Finance, or a related field. • Excellent communication and interpersonal skills. • Ability to work under pressure and be adaptable.
Benefits
• Challenges that will help you grow and realise your potential fast. • Opportunity to make a big impact - you will build innovative services used to build wealth by millions of investors. • Work with smart, spirited, helpful, high-performing colleagues with a common goal. • An environment where nothing is set in stone. • Appreciation for your talent and ideas. • Generous remuneration package including annual bonuses.
Apply Now
