Compliance Manager

July 4

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OakNorth

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The creator of the ON Credit Intelligence Suite - proven cloud software transforming commercial lending.

501 - 1000

Description

• Provide timely and proportionate advice to stakeholders around the Bank • Conduct horizon scanning, helping to keep the Bank abreast of all key upcoming regulatory change • Review and updating policies, ensuring they’re digestible and understandable • Producing and delivering training, awareness and compliance communications • Update, maintain, and review Compliance Registers including managing the Bank’s conflicts framework, the framework around personal account dealing and market abuse, breach management • Researching the impact of new initiatives and providing SME guidance to business areas • Advising and nurturing more junior members of the team  

Requirements

• Banking compliance experience is ideal, particularly if more than two years. Experience within a similar product set to us is also preferred (deposits, current accounts and commercial lending) • Solid knowledge of FCA/PRA Handbooks and the UK regulatory framework as a whole • US regulatory knowledge is a welcome optional extra • An engaged mind – demonstrates a real keenness to apply themselves. Is present at work and throws everything they can at the role • Grasps the opportunity – doesn’t rest on their laurels but takes the chance to acquire new skills and put those into practice • ‘Sponges’ knowledge – has a strong appetite to learn and develop, is inquisitive and interested • Relationship champion – can work with all levels of people, can influence and be engaging • Puts in the effort – respects the organisation and the team by being super diligent at all times

Benefits

• 11 paid holidays • Generous Accrued Time Off increasing with years of service • Generous paid sick time • Annual day of service