Compliance Assurance Manager, UK

June 28

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Circit

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Circit is a PSD2/Open Banking regulated platform built to automate audit confirmations and verify transactions at source

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Description

• Develop and Implement Internal Control Framework: Design, implement, and maintain a comprehensive internal control framework to ensure compliance with regulatory requirements, industry standards, and company policies. E.G Customer and Third Party onboarding. • Risk Assessment and Mitigation: Participate in regular risk assessments to identify potential areas of exposure and develop strategies to mitigate risks effectively. Proactively identify control weaknesses and implement corrective measures. • Process Optimization: Collaborate with cross-functional teams to streamline business processes while maintaining strong internal controls. Identify opportunities for automation and efficiency. • Policy and Procedure Documentation: Develop and update internal control policies, procedures, and documentation to reflect changes in regulatory requirements and business operations. Ensure all relevant stakeholders are trained on internal control processes. • Monitoring and Reporting: Establish mechanisms for ongoing monitoring of internal controls, including key risk indicators (KRIs) and control self-assessments. Generate periodic reports for senior management and the board of directors. • Training and Awareness: Provide training and guidance to employees on internal control procedures, compliance requirements, and best practices. Foster a culture of compliance and accountability throughout the organization. • Stay Abreast of Regulatory Changes: Keep up-to-date with changes in relevant laws, regulations, and industry standards affecting internal controls and compliance. Advise senior management on emerging risks and regulatory trends. • SOC 2 operational controls owner: You will be responsible for defining and executing on all operational controls as they pertain to business operations • Enable new business processes: You will implement the operational processes to support new products and processes. • Operational resilience: Assist with the implementation of an operational resilience framework

Requirements

• Minimum 5 years’ experience in an operational control environment • Experience as part of a SOC 2 or ISO 27001 audit team is a team • Experience in a regulated SAAS business is a plus • Exceptional communication skills and relationship-building skills • Experiencing managing multiple stakeholders • Experience managing deadlines • An interest or experience in Fintech/Financial Services would be a bonus

Benefits

• Competitive salary with participation in the share option scheme • A small team with a friendly environment that promotes autonomy for you to self-manage your time • Remote working and flexible working hours • Great opportunity for career progression with hands-on experience