AML Associate - Financial Intelligence Unit

July 9

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The Professional’s Gateway to the World’s Markets.

Brokerage • Technology • Advanced Technology • ESG • FinTech

1001 - 5000

Description

• Assist with the end-to-end investigations lifecycle of complex European investigations – assess investigation triggers, place and remove restrictions, and manage investigations, SAR/STR submissions across different European jurisdictions, and off-boarding • Conduct forensic reviews of cashiering data to detect and address suspicious transactions, patterns and activity • Conduct investigations with broad cross-jurisdictional aspects using publicly available sources and in-house tools to identify adverse media, connections and other information required to build client profiles • Make recommendations on filing required or voluntary SARs/STRs across different European jurisdictions, as well as on further required actions, including whether exiting or retaining client relationships • Become proficient with the firm’s case management tool, IBKR360, to ensure all monitoring and reporting activities are effectively documented in compliance with internal standards and regulatory expectations • Document the concise and consistent risk-based rationale for alert/investigation conclusions in line with internal and regulatory requirements • Perform work within the established timeframes and meet standards for Quality Assurance and Key Performance Indicator benchmarks • Assist in responding to queries/addressing escalations received from the 1LOD across different European jurisdictions • Assist in developing and implementing work paper templates, documentation standards, and knowledge-sharing processes across regional teams • Where required, assist management in responding to external requests for information from LE activities across Europe. Action court orders and manage liaisons with regulatory, enforcement, or judiciary bodies • Communicate and collaborate with regional partners and business stakeholders to enable the effective exchange of information needed to facilitate a consistent risk-based approach across IBKR’s multiple markets and operating entities • Carry out any other ad-hoc tasks or additional AML responsibility at the request of the MLRO(s)/Deputy MLRO(s)/European Head of AML Investigations

Requirements

• A Bachelor’s degree in law, business, or finance is preferred, and AML ICA, ACAMS, or similar certification or accreditation is a plus • Knowledge of POCA, JMLSG, EU Money Laundering Directives, Sanctions regulations, and the key FCA principles for businesses • Strong analytical skills, with the ability to manipulate data, produce MI, and write reports • Excellent oral and written communication skills • Must have the ability to work and thrive in a fast-paced, medium-sized office environment

Benefits

• Career support and development • Salary commensurate with experience • Performance-based discretionary cash bonus scheme • Discretionary stock grant • Group Life Assurance cover • Group Income Protection • Occupation pension scheme based on Gross earnings • Hybrid working model • Above statutory annual leave, increasing with service • Daily company-paid lunch and healthy snack options throughout the day (when working from the office) • Access to Private Medical Insurance, Dental Plan & Health Cash Plan (including dependants) • Corporate events • Travel season ticket loans • Cycle to work scheme