Senior Compliance Officer & MLRO - Digital Assets (London Hybrid)

June 13

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Keyrock

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Digital asset market makers building scalable, self-adaptive technologies to support efficient markets.

cryptocurrencies • liquidity • trading • blockchain • orderbook replication

51 - 200

💰 $72M Series B on 2022-11

Description

• Ensuring compliance with all relevant laws and regulations by developing and implementing the policies and procedures ; • Conducting compliance risk assessments and elaborating an annual compliance plan; • Developing and implementing a plan of second-line controls and conducting the tests; • Drafting of compliance points of attention and recommendations; • Assessing future business activities to identify potential compliance risks; • Ensuring the firm’s policies and procedures are being communicated effectively to all relevant employees; • Ensuring the compliance trainings are effective and up to date; • Keeping abreast with regulatory changes and maintaining the policies and procedures up to date; • Assisting the Head of Regulatory Compliance with management information reports; • Being responsible for oversight of Keyrock UK compliance with its AML obligations and acting as a focal point for the firm’s AML activity (MLRO). • Carrying out the duties of a MLRO as per the AML/CTF Framework • Representing the company in all matters of money laundering prevention internally and externally; • Serving as a subject matter expert on AML/CTF matters, providing guidance and support to the compliance team and other departments; • Conducting regular audits and reviews to ensure compliance with AML/CTF requirements and internal policies;

Requirements

• 8+ years as a compliance officer (2nd line of defense) in a regulated financial institution • Experience in engaging with regulatory authorities (including the Financial Conduct Authority in the UK) • Excellent knowledge of financial regulations such as MLR, market abuse , data protection, MiFID II; • Understanding of MiCA regulation and of the digital assets ecosystem is a plus; • A relevant degree, preferably in business or law, is required; • Extensive experience in implementation of monitoring and control processes to support policies and procedures. • A compliance qualification for example ACAMS or a Masters in a related field would be advantageous;

Benefits

• Competitive salary package, with various benefits depending on the method of engagement (employee or freelancer). • Autonomy in your time management thanks to flexible working hours and the opportunity to work remotely • The freedom to create your own entrepreneurial experience by being part of a team of people in search of excellence