KBRA
We're a global rating agency providing transparent, timely credit ratings and research through an innovative approach.
Credit Ratings • Financial Research • Credit Analysis • ABS • CMBS
501 - 1000
Associate Director - Compliance (Fixed Term) London or Dublin
July 19
🏢 In-office - London
KBRA
We're a global rating agency providing transparent, timely credit ratings and research through an innovative approach.
Credit Ratings • Financial Research • Credit Analysis • ABS • CMBS
501 - 1000
Description
• Manage the day-to-day operations of KBRA UK and KBRA Europe’s compliance functions. • Provide guidance and advice on compliance related matters to internal stakeholders. • Conduct compliance monitoring activities and report results to management. • Co-ordinate responses to regulatory queries. • Investigate compliance exceptions, document findings, and recommend corrective action. • Develop, manage, and deliver compliance training programs. • Manage the planning, organising, writing, and submission of periodic and ad-hoc regulatory reports. • Develop and manage short and long-term plans for KBRA compliance projects. • Serve as a resource/subject matter expert on compliance issues. • Work with Senior Management and other departments including Legal, IT, Credit Policy, Analytical, Business Development, Electronic Publishing and HR on inter-departmental initiatives and projects. • Prepare compliance reports and other materials for Senior Management and the Board of Directors.
Requirements
• Experience working as a Compliance Officer for a financial institution or similar role. • Credit rating agency and/or Capital Markets experience a plus. • Excellent oral and written communication skills, with the ability to synthesize and present complex information to a variety of audiences clearly and effectively. • Ability to identify compliance issues and operational control weaknesses. • Approaches the compliance function from the perspective of trusted advisor and educator to other company colleagues and departments. • Ability to both take direction and be a self-starter. • Ability to exercise good judgment and discretion in handling sensitive matters. • Bachelor’s Degree required.
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